2013 Semi-Annual Meeting


Monday December 9, 2013

12:00 PM        Lunch and Presentation / Discussion of Study Results

                        The Value of a Professional Retirement Plan Advisor

                        John Hancock Investments

                        Gene Huxhold

                        Senior Managing Director - Investment Only Retirement Plans

                        Institutional Sales Group

   1:15 PM        Vision of the Market / Profession in 2018

                        Moderator: Fidelity Investments

                                           Adrian Hodge

                                           Senior Vice President Advisor Market – Workplace Investing

                        Panelists:   DailyAccess Corp.

                                           Dale Essenmacher

                                           Executive Director, National Sales

                                           Franklin Templeton Investments

                                           Gary Giffen

                                           Vice President, Senior DCIO Specialist -Investment-Only Division

                                           Principal Financial Group

                                           Ryan Schutty

                                           Assistant Director, Advisor Services

                                           Transamerica Retirement Solutions 

                                           Steve Smith

                                           Vice President – Sales

  2:00 PM        Break

   2:30 PM        Roundtable Discussions: Strategic Implications for Your Practice Moderated by Board members

                        2014 Council Strategic Initiatives / Membership Changes

   4:00 PM        Break


4:30 PM           Committee Meetings

Financial Literacy Committee

Annual Report Editorial Board / Website Design Committee

Nomination Committee

Advisor Search RFP Committee

NAPA Relationship Committee

Public Relations Committee

Annual Planning Meeting Committee

   6:00 PM        Dinner (Trevi’s Restaurant)


Tuesday December 10, 2013

  7:30 AM        Continental Breakfast

  8:30 AM        Roundtable Discussions: Best Practice Exchange

                        Moderated by Board members

                        Financial Wellness / Retirement Readiness

UBS Institutional Consulting Group

Alan Spierer

Senior Vice President – Investments

Retirement Plans Consultant

Corporate Services Financial Advisor

10:30 AM        Break

11:00 AM        Next steps – Committee reports and action plan for 2014

12:00 PM        Adjourn